CUSIP No. 10806X 102
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1
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NAMES OF REPORTING PERSONS
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NEIL KUMAR
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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U.S.
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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4,813,197
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SHARED VOTING POWER
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2,008,408
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7
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SOLE DISPOSITIVE POWER
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4,813,197
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8
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SHARED DISPOSITIVE POWER
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2,008,408
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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9,959,504 (1)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.59% (2)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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Item 1 |
(a) |
Name of Issuer:
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(b) |
Address of Issuer’s Principal Executive Offices:
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(a) |
Name of Person Filing:
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(b) |
Address of Principal Business Office or, if None, Residence:
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(c) |
Citizenship:
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(d) |
Title of Class of Securities:
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(e) |
CUSIP Number:
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Item 3 |
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a) | ☐ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | ☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | ☐ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | ☐ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
(e) | ☐ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
(g) | ☐ | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
(h) | ☐ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | ☐ | A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); |
(k) | ☐ | Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
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Item 4 |
Ownership.
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(a) |
Amount Beneficially Owned: 9,959,504 shares of Common Stock, which represents (i) 4,813,197 shares held of record by Neil Kumar, (ii) 3,035,650 shares of Common Stock issuable to Dr. Kumar
upon the exercise of stock options exercisable within 60 days of December 31, 2023, (iii) 102,249 shares of Common Stock issuable to Dr. Kumar upon the vesting and settlement of restricted stock units within 60 days of December 31, 2023, (iv)
995,686 shares held of record by the Kumar Haldea Family Irrevocable Trust and (v) 1,012,722 shares held of record by the Kumar Haldea Revocable Trust.
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(b) |
Percent of Class: 5.59%
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(c) |
Number of Shares as to which the person has:
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Item 5 |
Ownership of Five Percent or Less of a Class.
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Item 6 |
Ownership of More than Five Percent on behalf of Another Person.
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Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
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Item 8 |
Identification and Classification of Members of the Group.
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Item 9 |
Notice of Dissolution of Group.
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Item 10 |
Certification.
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Date: February 16, 2024
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NEIL KUMAR
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By:
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/s/ Neil Kumar
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